ENERPAC TOOL GROUP CORP — Director's Dealing 2016

Apr 15, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2016-04-11

Reporting Person: Bockhorst Kenneth (Exec. VP, Energy Segment)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	31843	Direct
Class A Common Stock	3378	Indirect
Class A Common Stock	96	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$29.62	2024-10-20	Class A Common Stock (1370)		Direct
Employee Stock Option (right to buy)	$25.29	2025-01-07	Class A Common Stock (989)		Direct
Employee Stock Option (right to buy)	$22.98	2025-01-20	Class A Common Stock (16609)		Direct
Employee Stock Option (right to buy)	$24.46	2025-04-06	Class A Common Stock (1053)		Direct
Employee Stock Option (right to buy)	$21.41	2026-01-16	Class A Common Stock (20638)		Direct

Footnotes

F1: Includes 20,057 restricted stock units granted pursuant to the Actuant Corporation 2009 Omnibus Incentive Plan.

F2: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.

F3: Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.

F4: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F5: Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020.

F6: Fifty percent of the option becomes exercisable on 01/16/2019 and the balance becomes exercisable on 01/16/2021.