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ENERPAC TOOL GROUP CORP — Director's Dealing 2016
Dec 29, 2016
31611_dirs_2016-12-29_1b34252f-c572-4e85-9108-43b6eb8bb667.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2016-12-27
Reporting Person: PETERSON ROBERT A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-27 | Class A Common Stock | M | 8000 | $23.64 | Acquired | 23271 | Direct |
| 2016-12-27 | Class A Common Stock | S | 8000 | $26.80 | Disposed | 15271 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-27 | Director Stock Option (Right to Buy) | $23.64 | M | 8000 | Disposed | 2017-01-16 | Class A Common Stock (8000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 16400 | Indirect |
| Class A Common Stock | 3000 | Indirect |
| Class A Common Stock | 3000 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.80 to $26.83. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The reporting person disclaims beneficial ownership of the shares held by the trust.
F3: Option granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.