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ENERPAC TOOL GROUP CORP — Director's Dealing 2014
Apr 7, 2014
31611_dirs_2014-04-07_efa9086a-a36c-428f-b72b-d9c643f0c7c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2014-04-03
Reporting Person: ARZBAECHER ROBERT C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-03 | Class A Common Stock | M | 1 | $18.33 | Acquired | 199383 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-03 | Employee Stock Option (Right to Buy) | $18.33 | M | 1 | Disposed | 2019-01-09 | Class A Common Stock (1) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 100000 | Indirect |
| Class A Common Stock | 36781 | Indirect |
| Class A Common Stock | 11900 | Indirect |
| Class A Common Stock | 2200 | Indirect |
| Class A Common Stock | 2400 | Indirect |
| Class A Common Stock | 35038 | Indirect |
Footnotes
F1: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F2: Owned by daughters.
F3: Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
F4: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F5: Fifty percent of the option became exercisable on 1/09/2012 and the balance became exercisable on 1/09/2014.