AI assistant
ENERPAC TOOL GROUP CORP — Director's Dealing 2014
Apr 9, 2014
31611_dirs_2014-04-09_e4cb36ef-5816-4f97-b753-9bc0b4e29309.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2014-04-07
Reporting Person: Goldstein Mark (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-07 | Class A Common Stock | M | 24000 | $20.05 | Acquired | 176812 | Direct |
| 2014-04-07 | Class A Common Stock | S | 24000 | $34.08 | Disposed | 152812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-07 | Employee Stock Option (Right to Buy) | $20.05 | M | 24000 | Disposed | 2014-10-27 | Class A Common Stock (24000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5500 | Indirect |
| Class A Common Stock | 7244 | Indirect |
| Class A Common Stock | 1185 | Indirect |
| Class A Common Stock | 22221 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.00 to $34.39 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (1) to this Form 4.
F2: Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F3: Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
F4: Option granted under the Actuant Corporation 2002 Stock Plan, as amended.
F5: Fifty percent of the option became exercisable on 10/27/2006 and the balance became exercisable on 10/27/2009.