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ENERPAC TOOL GROUP CORP — Director's Dealing 2014
Oct 2, 2014
31611_dirs_2014-10-02_1568d805-43f4-48d2-a54e-05b35c12650f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2014-09-30
Reporting Person: ARZBAECHER ROBERT C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-30 | Class A Common Stock | S | 68932 | $30.80 | Disposed | 30451 | Direct |
| 2014-09-30 | Class A Common Stock | S | 200 | $31.57 | Disposed | 30251 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 100000 | Indirect |
| Class A Common Stock | 37225 | Indirect |
| Class A Common Stock | 11900 | Indirect |
| Class A Common Stock | 2200 | Indirect |
| Class A Common Stock | 2400 | Indirect |
| Class A Common Stock | 50737 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted in October 2013.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.50 to $31.46 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4.
F3: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.54 to $31.60 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (3) to this Form 4.
F4: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F5: Owned by daughters.
F6: Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.