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Energy Transfer LP — Director's Dealing 2014
Sep 19, 2014
29979_dirs_2014-09-18_75ad44cc-c839-4fcb-a99c-9e8940c9edd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energy Transfer Equity, L.P. (ETE)
CIK: 0001276187
Period of Report: 2014-09-17
Reporting Person: WARREN KELCY L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-17 | Common Units | P | 33000 | $60.41 | Acquired | 42000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 11924110 | Direct |
| Common Units | 38351100 | Indirect |
| Common Units | 300538 | Indirect |
| Common Units | 35929412 | Indirect |
| Common Units | 3479950 | Indirect |
Footnotes
F1: On January 27, 2014, the common units of ETE split 2-for-1 resulting in a 100% increase in the amount of the reporting person's securities beneficially owned.
F2: The reported units are held by Kelcy Warren Partners, L.P., a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F3: The reported units are held by LE GP, LLC. The reported units represent the estimated pro rata interest of Mr. Warren in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F4: The reported units are owned directly by ETC Holdings LP (ETC). The reported units represent the estimated pro rata interest of Mr. Warren in ETC, including his interest in other partners of ETC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F5: The price reported is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $60.12 to $60.60 inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F6: The reported units are held by Kelcy Warren Partners II, L.P., a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F7: The amount of securities beneficially owned include additional units held by reporting person's spouse at the time of their marriage as her seperate property.
F8: The reported units are held by reporting person's spouse as her seperate property. Mr. Warren disclaims beneficial ownership of the reported units.