Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Energy Transfer LP Director's Dealing 2014

Sep 19, 2014

29979_dirs_2014-09-18_75ad44cc-c839-4fcb-a99c-9e8940c9edd3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energy Transfer Equity, L.P. (ETE)
CIK: 0001276187
Period of Report: 2014-09-17

Reporting Person: WARREN KELCY L (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-17 Common Units P 33000 $60.41 Acquired 42000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Units 11924110 Direct
Common Units 38351100 Indirect
Common Units 300538 Indirect
Common Units 35929412 Indirect
Common Units 3479950 Indirect

Footnotes

F1: On January 27, 2014, the common units of ETE split 2-for-1 resulting in a 100% increase in the amount of the reporting person's securities beneficially owned.

F2: The reported units are held by Kelcy Warren Partners, L.P., a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F3: The reported units are held by LE GP, LLC. The reported units represent the estimated pro rata interest of Mr. Warren in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F4: The reported units are owned directly by ETC Holdings LP (ETC). The reported units represent the estimated pro rata interest of Mr. Warren in ETC, including his interest in other partners of ETC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F5: The price reported is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $60.12 to $60.60 inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

F6: The reported units are held by Kelcy Warren Partners II, L.P., a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F7: The amount of securities beneficially owned include additional units held by reporting person's spouse at the time of their marriage as her seperate property.

F8: The reported units are held by reporting person's spouse as her seperate property. Mr. Warren disclaims beneficial ownership of the reported units.