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ENERGY FOCUS, INC/DE — Director's Dealing 2010
Oct 2, 2010
35068_dirs_2010-10-01_e22ed11a-7d59-4e29-a00e-1da55a0e7fe3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2010-09-29
Reporting Person: Gelbaum David (10% Owner)
Reporting Person: Gelbaum Monica Chavez (10% Owner)
Reporting Person: Quercus Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-09-29 | Common Stock | S | 3000 | $1.5262 | Disposed | 6153618 | Direct |
| 2010-09-30 | Common Stock | S | 3000 | $1.5149 | Disposed | 6150618 | Direct |
| 2010-10-01 | Common Stock | S | 10000 | $1.4115 | Disposed | 6140618 | Direct |
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