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Energous Corp — Director's Dealing 2020
Mar 18, 2020
35194_dirs_2020-03-17_91dd95e6-b971-41b9-a256-1eb0e624908c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2020-02-21
Reporting Person: Sereda Brian J (Senior Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-21 | Common Stock | S | 2625 | $1.84 | Disposed | 145246 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12015 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F2: This amendment to Form 4 includes the Reporting Person's indirect holdings which were inadvertently omitted from the Form 4 filed on February 26, 2020.
F3: The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.