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ENCORE CAPITAL GROUP INC — Director's Dealing 2018
Jan 18, 2018
32228_dirs_2018-01-18_ef6a6deb-017c-4239-b815-13a548187d5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENCORE CAPITAL GROUP INC (ECPG)
CIK: 0001084961
Period of Report: 2018-01-17
Reporting Person: Grinberg Paul (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-17 | Common Stock | M | 3333 | $22.17 | Acquired | 215958 | Direct |
| 2018-01-17 | Common Stock | S | 17406 | $40.77 | Disposed | 198552 | Direct |
| 2018-01-17 | Common Stock | S | 1367 | $41.46 | Disposed | 197185 | Direct |
| 2018-01-17 | Common Stock | S | 464 | $40.77 | Disposed | 1036 | Indirect |
| 2018-01-17 | Common Stock | S | 36 | $41.46 | Disposed | 1000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-17 | Employee Stock Option (right to buy) | $22.17 | M | 3333 | Disposed | 2022-04-06 | Common Stock (3333.0) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $41.25, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.55, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The option vested in three equal installments on March 9, 2012, 2013 and 2014.