AI assistant
EMERSON ELECTRIC CO — Director's Dealing 2023
Sep 8, 2023
29929_dirs_2023-09-08_8c292b5b-9c2a-4f4e-b9eb-4ee96a10d035.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2023-07-20
Reporting Person: Flavin Lisa (Senior VP & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-20 | Common Stock | M | 1000 | — | Acquired | 52748 | Direct |
| 2023-07-20 | Common Stock | F | 298 | $92.275 | Disposed | 52450 | Direct |
| 2023-09-06 | Common Stock | M | 4617 | $65.07 | Acquired | 57067 | Direct |
| 2023-09-06 | Common Stock | F | 3059 | $98.23 | Disposed | 54008 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-20 | Restricted Stock Units | $ | M | 1000 | Disposed | Common Stock (1000) | Direct | |
| 2023-09-06 | Employee Stock option (Right to Buy) | $65.07 | M | 4617 | Acquired | 2023-10-01 | Common Stock (4617) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4603.034 | Indirect |
| Common Stock | 2055.340 | Indirect |
Footnotes
F1: Vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3: Shares withheld for required minimum taxes upon vesting of restricted stock units, under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F4: Exercise of 4,617 incentive stock options exempt under Rule 16b-3.
F5: Payment of option exercise price by delivering securities.
F6: The restricted stock units are subject to a three-year vesting period, vesting on July 20, 2023.
F7: The options vested in three equal installments beginning on the date indicated.
F8: Price is not applicable to stock options received as incentive compensation.