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EMERSON ELECTRIC CO — Director's Dealing 2021
Mar 24, 2021
29929_dirs_2021-03-24_7b1a21d0-0c1d-499a-bd0c-d441f0ae8be4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2021-03-22
Reporting Person: FARR DAVID N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-22 | Common Stock | M | 15368 | $65.07 | Acquired | 2095243 | Direct |
| 2021-03-22 | Common Stock | F | 1287 | $88.83 | Disposed | 2093956 | Direct |
| 2021-03-22 | Common Stock | G | 7040 | — | Disposed | 2086916 | Direct |
| 2021-03-22 | Common Stock | G | 7040 | — | Acquired | 447258 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-22 | Employee Stock Option (Right to Buy) | $65.07 | M | 15368 | Disposed | 2023-10-01 | Common Stock (15368) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59723 | Indirect |
| Common Stock | 69723 | Indirect |
| Common Stock | 11063.45 | Indirect |
| Common Stock | 46767.603 | Indirect |
Footnotes
F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse.
F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F5: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.