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EMERSON ELECTRIC CO — Director's Dealing 2017
Dec 11, 2017
29929_dirs_2017-12-11_b191fdd5-24ce-4c08-af8f-2c4b70182468.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2017-12-08
Reporting Person: Purvis Edgar M Jr (Exec. Vice President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-08 | Common Stock | M | 10000 | $55.32 | Acquired | 168984 | Direct |
| 2017-12-08 | Common Stock | F | 510 | $65.245 | Disposed | 168474 | Direct |
| 2017-12-08 | Common Stock | S | 9490 | $65.74 | Disposed | 158984 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-08 | Employee Stock Option (Right to Buy) | $55.32 | M | 10000 | Disposed | 2018-05-06 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15400 | Indirect |
| Common Stock | 327.454 | Indirect |
| Common Stock | 1351.595 | Indirect |
Footnotes
F1: Exercise of 8,193 non-qualified stock options and 1,807 incentive stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3: Options vested in three equal annual installments beginning on the date indicated.
F4: Price is not applicable to stock options received as incentive compensation.
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