Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2016

Nov 3, 2016

29929_dirs_2016-11-03_23a72326-21d1-429d-a901-fcd7da99fdbf.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2016-11-01

Reporting Person: DELLAQUILA FRANK J (Exec. VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-01 Common Stock A 34915 Acquired 139467 Direct
2016-11-01 Common Stock A 20000 Acquired 159467 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-01 Restricted Stock Units $ A 44720 Acquired Common Stock (44720) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8442 Indirect
Common Stock 56486 Indirect
Common Stock 75315 Indirect
Common Stock 353 Indirect
Common Stock 1415 Indirect

Footnotes

F1: Acquisition of 34,915 shares pursuant to Rule 16b-3 upon payout of 60% (67,080 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 67,080 units, 34,915 units were paid in shares of Issuer stock, with the remaining 32,165 units paid in cash to cover the reporting person's tax obligations.

F2: Price is not applicable to acquisitions described in Notes 1, 3 and 6.

F3: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F4: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.

F5: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.

F6: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F7: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.