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EMERSON ELECTRIC CO — Director's Dealing 2013
Oct 3, 2013
29929_dirs_2013-10-03_3d685af1-536c-4b09-a12b-cc819b7e93ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2013-10-01
Reporting Person: DELLAQUILA FRANK J (Exec. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Common Stock | A | 10000 | — | Acquired | 66150 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Employee Stock Option (right to buy) | $65.07 | A | 100000 | Acquired | 2023-10-01 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8617 | Indirect |
| Common Stock | 1845 | Indirect |
| Common Stock | 56486 | Indirect |
| Common Stock | 75315 | Indirect |
| Common Stock | 1004 | Indirect |
| Common Stock | 2777 | Indirect |
Footnotes
F1: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).
F2: Price is not applicable to acquisitions resulting from grants of restricted stock.
F3: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
F4: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
F5: Grant of stock options under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).
F6: The options become exercisable in three equal annual installments beginning on the date indicated.
F7: Price is not applicable to stock options received as incentive compensation.