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EMERSON ELECTRIC CO — Director's Dealing 2012
Nov 13, 2012
29929_dirs_2012-11-13_757dab68-b3f9-4360-ac26-2c1af2c20125.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2012-11-09
Reporting Person: ASHMORE CRAIG W (Exec. VP - Planning & Develop.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-09 | Common Stock | M | 10000 | $31.6275 | Acquired | 159138 | Direct |
| 2012-11-09 | Common Stock | F | 6300 | $50.20 | Disposed | 152838 | Direct |
| 2012-11-09 | Common Stock | F | 1571 | $50.20 | Disposed | 151267 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-09 | Employee Stock Option (Right to Buy) | $31.6275 | M | 10000 | Disposed | 2014-10-05 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1503.834 | Indirect |
| Common Stock | 3586.186 | Indirect |
Footnotes
F1: Exercise of 10,000 non-qualified stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities.
F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F4: When taken together with the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options vested in three equal annual installments beginning on the date indicated.
F5: Price is not applicable to stock options received as incentive compensation.