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EMERSON ELECTRIC CO — Director's Dealing 2005
Dec 20, 2005
29929_dirs_2005-12-20_cbb60279-1066-4c89-a09a-bd98caa2aa7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2005-12-16
Reporting Person: MONSER EDWARD L (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-12-16 | Common Stock | M | 6702 | $44.75 | Acquired | 60712 | Direct |
| 2005-12-16 | Common Stock | F | 3955 | $75.825 | Disposed | 56757 | Direct |
| 2005-12-16 | Common Stock | M | 2478 | $44.75 | Acquired | 59235 | Direct |
| 2005-12-16 | Common Stock | F | 1462 | $75.825 | Disposed | 57773 | Direct |
| 2005-12-16 | Common Stock | F | 431 | $75.825 | Disposed | 57342 | Direct |
| 2005-12-16 | Common Stock | S | 7000 | $75.872 | Disposed | 50342 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-12-16 | Employee Stock Option (right to buy) | $44.75 | M | 6702 | Disposed | 2006-10-01 | Common Stock (6702) | Direct |
| 2005-12-16 | Employee Stock Option (right to buy) | $44.75 | M | 2478 | Disposed | 2006-10-01 | Common Stock (2478) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 329.448 | Indirect |
| Common Stock | 740.044 | Indirect |
Footnotes
F1: Exercise of incentive stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities; 3,955 shares delivered for exercise of incentive stock options.
F3: Exercise of non-qualified stock options exempt under Rule 16b-3.
F4: Payment of option exercise price by delivering securities; 1,462 shares delivered for exercise of non-qualified stock
options.
F5: Shares withheld for taxes exempt under Rule 16b-3.
F6: The Reporting Person gave a single order to his broker to sell 7,000 shares of Emerson Electric Co. common stock on December
16, 2005. In the discretion of the broker, the sale was effected in multiple transactions, at varying prices, on December
16, 2005, as follows: 1,400 shares at $75.88; 3,600 shares at $75.87; and 2,000 shares at $75.87. The average sale price for
these transactions was $75.872.
F7: The options became exercisable in three annual installments beginning on 10/1/1997.