AI assistant
Edgewise Therapeutics, Inc. — Director's Dealing 2021
Mar 26, 2021
31829_dirs_2021-03-25_21ec2e6e-8249-4c19-9a16-020d5bf45096.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Edgewise Therapeutics, Inc. (EWTX)
CIK: 0001710072
Period of Report: 2021-03-25
Reporting Person: KOCH KEVIN (Director, President and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 259554 | Indirect |
| Common Stock | 26410 | Indirect |
| Common Stock | 26410 | Indirect |
| Common Stock | 26410 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.18 | 2027-08-08 | Common Stock (51180) | Direct | |
| Stock Option (Right to Buy) | $0.45 | 2028-11-15 | Common Stock (178710) | Direct | |
| Stock Option (Right to Buy) | $0.64 | 2029-11-14 | Common Stock (491864) | Direct | |
| Stock Option (Right to Buy) | $0.71 | 2030-09-01 | Common Stock (380274) | Direct | |
| Stock Option (Right to Buy) | $1.93 | 2030-12-15 | Common Stock (664292) | Direct |
Footnotes
F1: These shares are held directly by the KTK Family Enterprise, LLC for the which the Reporting Person serves as Manager.
F2: These shares are held directly by the Adrienne R. Koch Heritage Trust for which the Reporting Person and his spouse serve as co-trustees.
F3: These shares are held directly by the Matthew K. Koch Heritage Trust for which the Reporting Person and his spouse serve as co-trustees.
F4: These shares are held directly by the Nicole M. Soldow Heritage Trust for which the Reporting Person and his spouse serve as co-trustees.
F5: 1/48th of the shares subject to the option became vested and exercisable on July 13, 2017 and 1/48th of the shares subject to the option continue to vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.
F6: 1/4th of the shares subject to the option became vested and exercisable on November 2, 2019 and 1/48th of the shares subject to the option continue to vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.
F7: 1/48th of the shares subject to the option became vested and exercisable on November 16, 2019 and 1/48th of the shares subject to the option continue to vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.
F8: 1/48th of the shares subject to the option became vested and exercisable on October 2, 2020 and 1/48th of the shares subject to the option continue to vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.
F9: 1/48th of the shares subject to the option became vested and exercisable on January 3, 2021 and 1/48th of the shares subject to the option continue to vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.