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Edgewise Therapeutics, Inc. — Director's Dealing 2021
Apr 1, 2021
31829_dirs_2021-03-31_e57ddedb-fe37-4cc9-b30d-4e3d0cf2ff7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edgewise Therapeutics, Inc. (EWTX)
CIK: 0001710072
Period of Report: 2021-03-30
Reporting Person: ROOT JONATHAN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-30 | Common Stock | C | 3473543 | $0.00 | Acquired | 3473543 | Indirect |
| 2021-03-30 | Common Stock | P | 15625 | $16.00 | Acquired | 15625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-30 | Series B-1 Preferred Stock | $0.00 | C | 1651607 | Disposed | Common Stock (1651607) | Indirect | |
| 2021-03-30 | Series B-2 Preferred Stock | $0.00 | C | 1366707 | Disposed | Common Stock (1366707) | Indirect | |
| 2021-03-30 | Series C Preferred Stock | $0.00 | C | 455229 | Disposed | Common Stock (455229) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock converted into one share of the Issuer's Common Stock immediately prior to the completion of the Issuer's initial public offering. The Preferred Stock had no expiration date.
F2: These securities are held of record by U.S. Venture Partners XI, L.P. ("USVP XI"). Presidio Management Group XI, L.L.C. ("PMG XI"), the general partner of USVP XI, has sole voting and dispositive power with respect to the shares held by USVP XI. The Reporting Person is a managing member of PMG XI with additional rights with respect to the issuer's securities, and may be deemed to have sole voting and dispositive power with respect to such shares. Each of the foregoing persons disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.