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eBroker Group Limited — Capital/Financing Update 2019
Jan 29, 2019
51229_rns_2019-01-29_182d226c-6242-41ba-b3d5-9e19290e83de.pdf
Capital/Financing Update
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Hong Kong Public Offering — HK eIPO White Form Service Provider Application Form 香港公開發售-網上白表服務供應商申請表格 Please use this Application Form if you are a HK eIPO White Form Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為網上白表服務供應商,並代表相關申請人申請認購香港發售股份,請使用本申請表格。
eBROKER GROUP LIMITED
電子交易集團有限公司
(Incorporated in the Cayman Islands with limited liability)
(於開曼群島註冊成立的有限公司)
HONG KONG PUBLIC OFFERING 香 港 公 開 發 售
Number of Hong Kong Offer Shares: 23,000,000 Shares (subject to reallocation) Offer Price : Not more than HK$0.44 per Share and expected to be not less than HK$0.28 per Share (payable in full on application in Hong Kong dollars, subject to refund, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%) Nominal value : HK$0.001 per Share Stock code : 8036
香港發售股份數目: 23,000,000 股股份(可予重新分配) 發售價:不高於每股股份 0.44 港元及預期不低於每股股 份 0.28 港元(須在申請時以港元繳足,多繳股 款可予退還,另加 1% 經紀佣金、 0.0027% 證 監會交易徵費及 0.005% 聯交所交易費)
面值:每股股份 0.001 港元 股份代號: 8036
Application Form 申請表格
Please read carefully the prospectus of eBroker Group Limited (the “ Company ”) dated 30 January 2019 (the “ Prospectus ”) (in particular, the section headed “How to apply for Hong Kong Offer Shares” in the Prospectus) and the guide on the back of this Application Form before completing this Application Form. Terms defined in the Prospectus together with any supplement thereto have the same meanings when used in this Application Form unless defined herein.
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Future Commission of Hong Kong (“ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of this Application Form.
A copy of this Application Form, together with a copy of each of the WHITE and YELLOW Application Forms, the Prospectus and the other documents specified in the section headed “Documents delivered to the Registrar of Companies” in “Appendix V — Documents delivered to the Registrar of Companies and available for inspection” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (WUMP) Ordinance (Cap 32 of the Laws of Hong Kong). The SFC and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents.
Your attention is drawn to the paragraph headed “Personal Data” in the section headed “How to apply for Hong Kong Offer Shares” in the Prospectus which sets out the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and compliance with the Personal Data (Privacy) Ordinance (Cap 486 of the Laws of Hong Kong).
Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which such offer, solicitation or sales would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act or any state securities law in the United States and may not be offered, sold, pledged or transferred within the United States, except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws. The Hong Kong Offer Shares may only be offered and sold outside the United States in offshore transactions in reliance on Regulation S and the applicable laws of each jurisdiction where those offers and sales occur. No public offering of the Hong Kong Offer Shares will be made in the United States.
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. This Application Form and the Prospectus are addressed to you personally. Any forwarding or distribution or reproduction of this Application Form or the Prospectus in whole or in part is unauthorized. Failure to comply with this directive may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions.
在填寫本申請表格前,請仔細閱讀電子交易集團有限公司(「 本公司 」)於二零一九年一 月三十日刊發的招股章程(「 招股章程 」)(尤其是招股章程「如何申請香港發售股份」一 節)及刊於本申請表格背面的指引。除另有說明外,本申請表格所使用詞彙與招股章 程連同其任何增補所界定者具相同涵義。
香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有 限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處 處長對本申請表格內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表 示不會就因本申請表格全部或任何部分內容而產生或因依賴該等內容而引致的任何損 失承擔任何責任。
本申請表格連同 白色 及 黃色 申請表格、招股章程及招股章程「附錄五-送呈公司註冊 處處長及備查文件」內「送呈公司註冊處處長的文件」一節所列的其他文件,已遵照香 港法例第32 章公司(清盤及雜項條文)條例第342C 條的規定,送呈香港公司註冊處處 長登記。證監會和香港公司註冊處處長對此等文件的內容概不負責。
敬請 閣下留意招股章程「如何申請香港發售股份」一節內的「個人資料」一段,當中 載有本公司及其香港股份過戶登記分處有關個人資料及遵守香港法例第 486 章《個人資 料(私隱)條例》的政策及實際應用條文。
本申請表格或招股章程所載者概不構成出售要約或要約購買的游說,而在任何作出有 關要約、游說或出售即屬違法的司法權區內,概不得出售任何香港發售股份。本申請 表格及招股章程不得在美國境內直接或間接派發,而此項申請亦並非在美國出售股份 的要約。香港發售股份並無亦將不會根據美國證券法或美國任何州證券法登記,且不 得在美國境內發售、出售、抵押或轉讓,惟根據美國證券法及適用美國州證券法獲豁 免登記規定或並非受該等登記規定規限的交易除外。香港發售股份只可依據 S 規例以 及進行發售及出售的各司法權區適用法例於離岸交易中在美國境外提呈發售及出售。 將不會於美國進行香港發售股份的公開發售。
在任何根據有關司法權區法律不得發送、派發或複製本申請表格及招股章程之司法權 區內,本申請表格及招股章程概不得以任何方式發送或派發或複製(全部或部分)。本 申請表格及招股章程僅致予 閣下本人。概不得發送或派發或複製本申請表格或招股 章程的全部或部分。如未能遵守此項指令,可能違反美國證券法或其他司法權區的適 用法律。
| 版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
版 Understand that, where (i) the Placing Shares are fully subscribed or oversubscribed and the Hong Kong Offer Shares are fully subscribed or oversubscribed by less than 15 times or (ii) the Placing Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the number of times, up to 23,000,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the Placing, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 46,000,000 Offer Shares, representing 20% of the number of the Offer Shares initially available under the Share Offer (before exercise of any of the Adjustment Options). Further details of the reallocation are stated in the paragraph headed “Structure and conditions of the Share Offer – Basis of Allocation of the Offer Shares” of the Prospectus. To: eBroker Group Limited Sole Lead Manager Joint Bookrunners Hong Kong Underwriter(s) 明白,倘(i)配售股份獲悉數認購或超額認購且香港發售股份獲悉數認購或超額認購少 於15倍或(ii)配售股份未獲悉數認購而香港發售股份獲超額認購(不論多少倍),則最 多23,000,000股發售股份可由配售重新分配至香港公開發售,致使根據香港公開發售 可供認購的發售股份總數將增加至46,000,000股發售股份,相當於股份發售項下初步 可供認購的發售股份數目的20%(於任何調整權獲行使前)。有關重新分配的進一步詳 情,請參閱招股章程「股份發售的架構及條件-發售股份分配基準」一段。 致: 電子交易集團有限公司 獨家牽頭經辦人 聯席賬簿管理人 香港包銷商 |
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| 1 2 3 4 |
Sample樣 我們確認已(i)遵照電子公開發售指引及透過銀行╱股票經紀遞交電子首次公開發售 申請的運作程序以及就香港公開發售提供網上白表服務的所有適用法例及規例(無 論法定與否);及(ii)閱讀招股章程及本申請表格所載的條款和條件及申請手續,並 同意受其約束。為代表與本申請有關的相關申請人作出申請,我們: • 按招股章程及本申請表格所載條款及條件,並在遵守 貴公司的章程大綱及 細則的情況下,申請以下數目的香港發售股份; • 隨附申請香港發售股份所需的全數款項(包括1%經紀佣金、0.0027%證監會 交易徵費及0.005%聯交所交易費); • 確認相關申請人已承諾及同意接納根據本申請所申請的香港發售股份,或任 何較少數目的香港發售股份; • 明白貴公司與獨家牽頭經辦人將依賴此等聲明及陳述,以決定是否就本申 請配發香港發售股份,及相關申請人如作出虛假聲明,可能會遭受檢控; • 授權貴公司將相關申請人的姓名╱名稱列入 貴公司股東名冊內,作為配 發予彼等的香港發售股份的持有人,而 貴公司及╱或其代理(在符合本申 請表格所載條款及條件的規限下)根據本申請表格、招股章程及網上白表服 務供應商指定網站(www.hkeipo.hk)所載程序以普通郵遞方式寄發股票及╱或 任何退款支票(如適用),郵誤風險概由相關申請人自行承擔; ‧ 要求把電子自動退款指示發送到申請人以單一銀行賬戶繳交申請股款的付款 賬戶; ‧ 要求任何以多個銀行賬戶繳交申請股款之申請人的退款支票以相關申請人 為抬頭人,並根據本申請表格、招股章程及網上白表服務供應商指定網站 (www.hkeipo.hk)所述程序將任何有關退款支票以普通郵遞方式寄發到申請所 列的地址,郵誤風險概由相關申請人承擔; ‧ 確認各相關申請人已細閱本申請表格,網上白表服務供應商指定網站 (www.hkeipo.hk)及招股章程所載條款及條件以及申請手續,並同意受其約束; ‧ 聲明、保證及承諾向相關申請人或由相關申請人或為其利益而提出本申請的 人士配發或由該等人士申請香港發售股份,不會引致 貴公司須遵從香港以 外任何地區的法例或規例的任何規定(不論是否具法律效力);及 ‧ 同意本申請、申請獲接納及因而產生的合約,均受香港法例管轄,並按其詮 釋。 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings and the Operational Procedures for eIPO Applications submitted via banks/ stockbrokers and all applicable laws and regulations (whether statutory or otherwise) in relation to the provision of theHK eIPO White Formservices in connection with the Hong Kong Public Offering; and (ii) read the terms and conditions and application procedures set out in the Prospectus and this Application Form and agree to be bound by them. Applying on behalf of each of the underlying applicants to whom this application relates, we: • applyfor the number of Hong Kong Offer Shares set out below, on the terms and conditions of the Prospectus and this Application Form, and subject to the Memorandum and Articles of Association of the Company; • enclosepayment in full for the Hong Kong Offer Shares applied for, including 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee; • confirmthat the underlying applicants have undertaken and agreed to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to such underlying applicants on this application; • understandthat these declarations and representations will be relied upon by the Company and the Sole Lead Manager in deciding whether or not to make any allotment of Hong Kong Offer Shares in response to this application, and that the underlying applicants may be prosecuted if they made a false declaration; • authorisethe Company to place the name(s) of the underlying applicant(s) on the register of members of the Company as the holder(s) of any Hong Kong Offer Shares to be allotted to them, and the Company and/or its agent (subject to the terms and conditions set out in this Application Form) to send any share certificate(s) and/or any refund cheque (where applicable) by ordinary post at that underlying applicant’s own risk in accordance with the procedures prescribed in this Application Form, in the Prospectus and the designated website of theHK eIPO White FormService Provider at www.hkeipo.hk; • requestthat any e-Auto Refund payment instructions be despatched to the application payment account where the applicants had paid the application monies from a single bank account; • requestthat any refund cheque(s) be made payable to the underlying applicant(s) who had used multiple bank accounts to pay the application monies and to send any such refund cheque(s) by ordinary post at that underlying applicant’s own risk to the address stated on the application in accordance with the procedures prescribed in this Application Form, in the Prospectus and the designated website of theHK eIPO White FormService Provider at www.hkeipo.hk; • confirmthat each underlying applicant has read the terms and conditions and application procedures set out in this Application Form, the designated website ofHK eIPO White FormService Provider at www.hkeipo.hk and in the Prospectus and agrees to be bound by them; • represent,warrantandundertakethat the allotment of or application for the Hong Kong Offer Shares to the underlying applicant or by underlying applicant or for whose benefit this application is made would not require the Company to comply with any requirements under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; and • agreethat this application, any acceptance of it and the resulting contract, will be governed by and construed in accordance with the laws of Hong Kong. Name of signatory 簽署人姓名╱名稱 We, on behalf of the underlying applicants, offer to purchase 我們(代表相關 申請人)提出認購 Hong Kong Offer Shares on behalf of the underlying applicants whose details are contained in the read-only CD-ROM submitted with this Application Form. 代表相關申請人提出認購的香港發售股份(申請人的詳細資料載於連同本申請表格遞 交的唯讀光碟內)。 Signature 簽名 Total number of Hong Kong Offer Shares 香港發售股份總數 Date 日期 Capacity 身份 |
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| A total of 隨附合共 cheque(s) 張支票 are enclosed for a total sum of 其總金額為 港元 HK$ |
Cheque number(s) 支票編號 Name of bank 銀行名稱 |
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| Name of HK eIPO White Form Service Provider in English 網上白表服務供應商英文名稱 Please useBLOCKletters請用正楷填寫 |
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| Chinese Name 中文名稱 |
HK eIPO White Form Service Provider ID 網上白表服務供應商身份識別編碼 |
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| Name of contact person 聯絡人士姓名 |
Contact number 聯絡電話號碼 |
Fax number 傳真號碼 |
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| Address 地址 |
For Broker use此欄供經紀填寫 Lodged by申請由以下經紀遞交 |
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| Broker No. 經紀號碼 |
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| Broker’s Chop 經紀印章 |
For Bank use 此欄供銀行填寫
Hong Kong Public Offering — HK eIPO White Form Service Provider Application Form 香港公開發售-網上白表服務供應商申請表格 Please use this Application Form if you are a HK eIPO White Form Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為網上白表服務供應商,並代表相關申請人申請認購香港發售股份,請使用本申請表格。
填寫本申請表格的指引
GUIDE TO COMPLETING THIS APPLICATION FORM
下列號碼指申請表格中各欄的編號。
References to boxes below are to the numbered boxes on the Application Form.
- 1 在申請表格欄 1 簽署及填上日期。只接受親筆簽名。 簽署人的姓名╱名稱及代表身份亦必須註明。
1 Sign and date the Application Form in Box 1. Only a written signature will be accepted.
The name and the representative capacity of the signatory should also be stated.
- 使用本申請表格申請香港發售股份, 閣下必須為名列於證監會公佈的電 子首次公開發售服務供應商名單內可以就香港公開發售提供 網上白表 服 務的人士。
To apply for Hong Kong Offer Shares using this Application Form, you must be named in the list of eIPO Service Providers who may provide HK eIPO White Form services in relation to the Hong Kong Public Offering, which was released by the SFC.
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2 在欄 2 填上 閣下欲代表相關申請人申請認購的香港發售股份總數(以數 字填寫)。 閣下代表相關申請人作出申請的申請人資料必須載於連同本申請表格遞 交的唯讀光碟格式的資料檔案。
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2 Put in Box 2 (in figures) the total number of Hong Kong Offer Shares for which you wish to apply on behalf of the underlying applicants.
Applicant details of the underlying applicants on whose behalf you are applying must be contained in one data file in read-only CD-ROM format submitted together with this Application Form.
- 3 在欄 3 填上 閣下的付款詳情。
3 Complete your payment details in Box 3. You must state in this box the number of cheque(s) you are enclosing together with this Application Form; and you must state on the reverse of each of those cheque(s) (i) your HK eIPO White Form Service Provider ID and (ii) the file number of the data file containing application details of the underlying applicant(s).
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閣下必須在本欄註明 閣下連同本申請表格隨附的支票數目;及 閣下 必須在每張支票的背面註明 (i) 閣下的 網上白表 服務供應商身份識別編 碼及 (ii) 載有相關申請人申請詳細資料的資料檔案的檔案編號。
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本欄所註明的金額必須與欄 2 所申請認購的香港發售股份總數對應金額相 同。 所有支票及本申請表格,連同裝有該唯讀光碟的密封信封(如有)必須放 進加蓋 閣下公司印章的信封內。 倘以支票付款,該支票必須:
The dollar amount(s) stated in this box must be equal to the amount payable for the total number of Hong Kong Offer Shares applied for in Box 2.
All cheque(s) and this Application Form together with a sealed envelope containing the CD-ROM, if any, must be placed in the envelope bearing your company chop.
For payments by cheque, the cheque must:
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‧ 為港元支票;
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be in Hong Kong dollars;
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• be drawn on a Hong Kong dollar bank account with a licensed bank in Hong Kong;
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‧ 由在香港開設的持牌銀行的港元銀行賬戶開出;
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‧ 顯示 閣下(或 閣下的代名人)的賬戶名稱;
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show your (or your nominee’s) account name;
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‧ 註明抬頭人為「 鼎康代理人有限公司—電子交易公開發售 」;
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be made payable to “ Ting Hong Nominees Limited – eBroker Public Offer ”;
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‧ 劃線註明「只准入抬頭人賬戶」;
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be crossed “Account Payee Only”;
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‧ 不得為期票;及
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not be post-dated; and
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‧ 由 網上白表 服務供應商的授權簽署人簽署。
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be signed by the authorised signatories of the HK eIPO White Form Service Provider.
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倘支票不符合上述任何規定;或支票首次過戶不獲兌現,則 閣下的申 請可遭拒絕受理。
Your application may be rejected if any of these requirements is not met or if the cheque is dishonoured on its first presentation.
閣下須確保所遞交的支票的詳細資料,與就本申請遞交的唯讀光碟或資 料檔案所載的申請詳細資料相同。倘有差異,本公司、保薦人、獨家牽 頭經辦人及 網上白表 服務供應商有絕對酌情權拒絕接受任何申請。
It is your responsibility to ensure that details on the cheque(s) submitted correspond with the application details contained in the CD-ROM or data file submitted in respect of this application. The Company, the Sponsor, the Sole Lead Manager and the HK eIPO White Form Service Provider have full discretion to reject any applications in the case of discrepancies.
申請所繳付的金額不會獲發收據。
No receipt will be issued for sums paid on application.
- 4 在欄 4 填上 閣下的詳細資料(用正楷)。
4 Insert your details in Box 4 (using BLOCK letters). You should write your English and Chinese full name, HK eIPO White Form Service Provider ID and address in this box. You should also include the name, telephone number and fax number of the contact person at your place of business and where applicable, the Broker No. and Broker’s Chop.
閣下必須在本欄填上 閣下的英文及中文姓名全名、 網上白表 服務供應 商身份識別編碼及地址。 閣下亦必須填寫 閣下辦公地點的聯絡人士的 姓名、電話號碼及傳真號碼及(如適用)經紀號碼及蓋上經紀印章。
and where applicable, the Broker No. and Broker’s Chop. 個人資料 Personal Information Collection Statement 個人資料收集聲明 This Personal Information Collection Statement informs the applicant for, and holder 此項個人資料收集聲明是向香港發售股份的申請人和持有人說明有關本公司及 of, Hong Kong Offer Shares, of the policies and practices of the Company and its 其香港股份過戶登記分處有關個人資料和香港法例第 486 章《個人資料(私隱)條 Hong Kong Branch Share Registrar in relation to personal data and the Personal Data 例》(「(「 條例 」)方面的政策和慣例。 (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”). Reasons for the collection of your personal data 1. 收集 閣下個人資料的原因 It is necessary for applicants and registered holders of securities to supply their 證券申請人及登記持有人以本身名義申請證券或轉讓或受讓證券時或尋 latest correct personal data to the Company or its agents and/or the Hong Kong 求香港股份過戶登記分處的服務時,必須向本公司或其代理人及╱或香 Branch Share Registrar when applying for securities or transferring securities 港股份過戶登記分處提供其最新的準確個人資料。 into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar. Failure to supply the requested data may result in your application for securities 未能提供所要求的資料可能導致 閣下申請證券被拒或延遲,或本公司 being rejected, or in delay or the inability of the Company or its Hong Kong 或其香港股份過戶登記分處無法落實轉讓或提供服務。此舉也可能妨礙 Branch Share Registrar to effect transfers or otherwise render their services. It 或延遲登記或轉讓 閣下成功申請的香港發售股份及╱或寄發 閣下應 may also prevent or delay registration or transfers of the Hong Kong Offer Shares 得的股票及╱或電子自動退款指示及╱或退款支票。 which you have successfully applied for and/or the despatch of share certificate(s) and/or e-Auto Refund payment instructions and/or refund cheque(s) to which you are entitled. It is important that securities holders inform the Company and the Hong Kong 證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港 Branch Share Registrar immediately of any inaccuracies in the personal data 股份過戶登記分處。 supplied. Purposes 2. 目的 The personal data of the securities holders may be held and processed for the 證券持有人的個人資料可作以下目的持有及處理: following purposes: • processing your application and e-Auto Refund payment instructions ‧ and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the 香港發售股份的分配結果; Prospectus and announcing results of allocation of the Hong Kong Offer Shares; • compliance with applicable laws and regulations in Hong Kong and ‧ 遵守香港及其他地區的適用法律及法規; elsewhere; • registering new issues or transfers into or out of the names of securities’ ‧ holders including, where applicable, HKSCC Nominees; 證券或轉讓或受讓證券; • maintaining or updating the register of securities’ holders of the Company; ‧ 存置或更新本公司證券持有人的名冊; • verifying securities holders’ identities; ‧ 核實證券持有人的身份; • establishing benefit entitlements of securities’ holders of the Company, ‧ 確定本公司證券持有人的受益權利,例如股息、供股和紅股等; such as dividends, rights issues and bonus issues; • distributing communications from the Company and its subsidiaries; ‧ 分發本公司及其附屬公司的通訊; • compiling statistical information and shareholder profiles; ‧ 編製統計數據和股東資料;
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder 此項個人資料收集聲明是向香港發售股份的申請人和持有人說明有關本公司及 of, Hong Kong Offer Shares, of the policies and practices of the Company and its 其香港股份過戶登記分處有關個人資料和香港法例第 486 章《個人資料(私隱)條 Hong Kong Branch Share Registrar in relation to personal data and the Personal Data 例》(「(「 條例 」)方面的政策和慣例。 (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”). 1. Reasons for the collection of your personal data 1. 收集 閣下個人資料的原因 It is necessary for applicants and registered holders of securities to supply their 證券申請人及登記持有人以本身名義申請證券或轉讓或受讓證券時或尋 latest correct personal data to the Company or its agents and/or the Hong Kong 求香港股份過戶登記分處的服務時,必須向本公司或其代理人及╱或香 Branch Share Registrar when applying for securities or transferring securities 港股份過戶登記分處提供其最新的準確個人資料。 into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar. Failure to supply the requested data may result in your application for securities 未能提供所要求的資料可能導致 閣下申請證券被拒或延遲,或本公司 being rejected, or in delay or the inability of the Company or its Hong Kong 或其香港股份過戶登記分處無法落實轉讓或提供服務。此舉也可能妨礙 Branch Share Registrar to effect transfers or otherwise render their services. It 或延遲登記或轉讓 閣下成功申請的香港發售股份及╱或寄發 閣下應 may also prevent or delay registration or transfers of the Hong Kong Offer Shares 得的股票及╱或電子自動退款指示及╱或退款支票。 which you have successfully applied for and/or the despatch of share certificate(s) and/or e-Auto Refund payment instructions and/or refund cheque(s) to which you are entitled. It is important that securities holders inform the Company and the Hong Kong 證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港 Branch Share Registrar immediately of any inaccuracies in the personal data 股份過戶登記分處。 supplied. 2. Purposes 2. 目的 The personal data of the securities holders may be held and processed for the 證券持有人的個人資料可作以下目的持有及處理: following purposes: • processing your application and e-Auto Refund payment instructions ‧ 處理 閣下的申請及電子自動退款指示及退款支票(如適用)、核 and refund cheque, where applicable, verification of compliance with the 實是否符合本申請表格及招股章程載列的條款和申請程序以及公佈 terms and application procedures set out in this Application Form and the 香港發售股份的分配結果; Prospectus and announcing results of allocation of the Hong Kong Offer Shares; • compliance with applicable laws and regulations in Hong Kong and ‧ 遵守香港及其他地區的適用法律及法規; elsewhere; • registering new issues or transfers into or out of the names of securities’ ‧ 以證券持有人(包括香港結算代理人(如適用))的名義登記新發行 holders including, where applicable, HKSCC Nominees; 證券或轉讓或受讓證券; • maintaining or updating the register of securities’ holders of the Company; ‧ 存置或更新本公司證券持有人的名冊; • verifying securities holders’ identities; ‧ 核實證券持有人的身份; • establishing benefit entitlements of securities’ holders of the Company, ‧ 確定本公司證券持有人的受益權利,例如股息、供股和紅股等; such as dividends, rights issues and bonus issues;
• distributing communications from the Company and its subsidiaries; ‧ 分發本公司及其附屬公司的通訊; • compiling statistical information and shareholder profiles; ‧ 編製統計數據和股東資料; • disclosing relevant information to facilitate claims on entitlements; and ‧ 披露有關資料以便就權益索償;及 • any other incidental or associated purposes relating to the above and/or ‧ 與上述有關的任何其他附帶或相關目的及╱或使本公司及香港股 to enable the Company and the Hong Kong Branch Share Registrar to 份過戶登記分處能履行對證券持有人及╱或監管機構承擔的責任 discharge their obligations to securities’ holders and/or regulators and/or 及╱或證券持有人不時同意的任何其他目的。 any other purposes to which the securities’ holders may from time to time agree.
3. 轉交個人資料
3. Transfer of personal data
- 本公司及其香港股份過戶登記分處所持有關證券持有人的個人資料將會 保密,但本公司及其香港股份過戶登記分處可以在為達到上述任何目的 之必要情況下,向下列任何及所有人士及實體披露、索取或轉交證券申 請人及持有人的個人資料(無論在香港境內或境外):
Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities:
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‧ 本公司委任的代理人,例如財務顧問、收款銀行和主要海外股份過 戶登記處;
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the Company’s appointed agents such as financial advisers, receiving bank and overseas principal share registrar;
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‧ (如證券申請人要求將證券存於中央結算系統)香港結算或香港結 算代理人;彼等將會就中央結算系統的運作使用有關個人資料;
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where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
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‧ 向本公司或香港股份過戶登記分處提供與其各自業務營運有關的行 政、電訊、電腦、付款或其他服務的任何代理人、承包商或第三方 服務供應商;
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any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Branch Share Registrar in connection with the operation of their respective business;
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‧ 聯交所、證監會及任何其他法定監管機關或政府部門或遵照其他法 例、規則或法規;及
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the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and
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‧ 證券持有人與其進行或擬進行交易的任何人士或機構,例如彼等的 銀行、律師、會計師或股票經紀等。
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any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
4. 個人資料的保留
4. Retention of personal data
The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
- 本公司及其香港股份過戶登記分處將按收集個人資料所需的用途保留證 券申請人及持有人的個人資料。無需保留的個人資料將會根據條例銷毀 或處理。
5. 查閱和更正個人資料
5. Access to and correction of personal data
- 條例賦予證券持有人有權確定本公司或香港股份過戶登記分處是否持有 其個人資料,並有權索取有關該資料的副本並更正任何不準確資料。根 據條例規定,本公司和香港股份過戶登記分處有權就處理任何查閱資料 的要求收取合理費用。
The Ordinance provides the Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of any data access requests. All requests for access to data or correction of data should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or the Hong Kong Branch Share Registrar for the attention of the privacy compliance officer for the purposes of the Ordinance.
- 根據條例,所有查閱資料或更正資料的要求應按招股章程「公司資料」一 節所披露或不時通知的本公司註冊地址送交公司秘書,或向香港股份過 戶登記分處的個人資料私隱事務主任提出。
閣下簽署本申請表格,即表示同意上述各項。
By signing an Application Form, you agree to all of the above.
遞交本申請表格
DELIVERY OF THIS APPLICATION FORM
This completed Application Form, together with the appropriate cheque(s) and a sealed envelope containing a CD-Rom, must be submitted to the following receiving bank by 4:00 p.m. on Friday, 8 February 2019:
填妥的申請表格,連同有關支票及載有唯讀光碟的密封信封,必須於二零一九 年二月八日(星期五)下午四時正前,送達下列收款銀行:
星展銀行(香港)有限公司 香港九龍觀塘 偉業街 180 號 Two Harbour Square 7 樓
DBS Bank (Hong Kong) Limited 7/F, Two Harbour Square, 180 Wai Yip Street, Kwun Tong, Kowloon, Hong Kong