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Eaton Corp plc — Director's Dealing 2016
Feb 26, 2016
29824_dirs_2016-02-25_516884e4-8895-4303-a72c-ce9af0054908.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2016-02-23
Reporting Person: ARNOLD CRAIG (Director, See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-24 | Ordinary Shares | M | 2593 | $0.00 | Acquired | 170407 | Direct |
| 2016-02-24 | Ordinary Shares | F | 850 | $55.92 | Disposed | 169557 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-24 | Restricted Stock Units | $0.00 | M | 2593 | Disposed | Ordinary Shares (2593) | Direct | |
| 2016-02-23 | Restricted Stock Units | $0.00 | A | 24640 | Acquired | Ordinary Shares (24640) | Direct | |
| 2016-02-23 | Stock Option | $56.55 | A | 132850 | Acquired | 2026-02-23 | Ordinary Shares (132850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 153.423 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F5: This field is not applicable.
F6: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F7: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.