Eaton Corp plc — Director's Dealing 2015

Sep 3, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2015-09-01

Reporting Person: Yadav Uday (See Remarks below.)

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	27637	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0.00		Ordinary Shares (1165)		Direct
Restricted Stock Units	$0.00		Ordinary Shares (1562)		Direct
Restricted Stock Units	$0.00		Ordinary Shares (2545)		Direct
Stock Option	$40.405	2017-02-27	Ordinary Shares (3051)		Direct
Stock Option	$41.565	2018-02-26	Ordinary Shares (8200)		Direct
Stock Option	$53.71	2021-02-22	Ordinary Shares (7000)		Direct
Stock Option	$51.94	2022-02-21	Ordinary Shares (7950)		Direct
Stock Option	$59.56	2023-02-26	Ordinary Shares (13600)		Direct
Stock Option	$75.36	2024-02-25	Ordinary Shares (8500)		Direct
Stock Option	$71.72	2025-02-24	Ordinary Shares (11650)		Direct

Footnotes

F1: These restricted stock units will vest on February 26, 2016.

F2: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F3: Of these restricted stock units, 769 will vest on February 25, 2016, and 769 will vest on February 25, 2017.

F4: These restricted stock units were granted on February 24, 2015, and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F5: These options were granted on February 27, 2007. Of these options, 2,639 became exercisable on the first anniversary of the grant date, 166 became exercisable on the second anniversary of the grant date, and 246 became exercisable on the third anniversary of the grant date.

F6: These options were granted on February 26, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F7: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F8: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

F9: These options were granted on February 26, 2013, and 33% of these options became exercisable on the first and second anniversaries of the grant date. The remaining 34% of these options will become exercisable on the third anniversary of the grant date.

F10: These options were granted on February 25, 2014, and 33% of these options became exercisable on the first anniversary of the grant date. The remaining options will become exercisable as follows: 33% on the second anniversary of the grant date and 34% of these options will become exercisable on the third anniversary of the grant date.

F11: These options were granted on February 24, 2015, and will become exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.