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Eaton Corp plc — Director's Dealing 2014
Feb 25, 2014
29824_dirs_2014-02-25_f1b52271-4d35-4d76-9178-17cfa5734045.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2014-02-21
Reporting Person: GROSS THOMAS (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-21 | Ordinary Shares | F | 403 | $73.59 | Disposed | 81790.2 | Direct |
| 2014-02-21 | Ordinary Shares | M | 9100 | $0.00 | Acquired | 90890.2 | Direct |
| 2014-02-21 | Ordinary Shares | F | 3496 | $73.59 | Disposed | 87394.2 | Direct |
| 2014-02-21 | Ordinary Shares | M | 2750 | $0.00 | Acquired | 90144.2 | Direct |
| 2014-02-21 | Ordinary Shares | F | 904 | $73.59 | Disposed | 89240.2 | Direct |
| 2014-02-21 | Ordinary Shares | M | 3935 | $0.00 | Acquired | 93175.2 | Direct |
| 2014-02-21 | Ordinary Shares | F | 1291 | $73.59 | Disposed | 91884.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-21 | Restricted Stock Units | $0.00 | M | 9100 | Disposed | Ordinary Shares (9100) | Direct | |
| 2014-02-21 | Restricted Stock Units | $0.00 | M | 2750 | Disposed | Ordinary Shares (2750) | Direct | |
| 2014-02-21 | Restricted Stock Units | $0.00 | M | 3935 | Disposed | Ordinary Shares (3935) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4516.251 | Indirect |
Footnotes
F1: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain shares of restricted stock.
F2: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F3: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F4: These ordinary shares are held in the Eaton Savings Plan.
F5: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F6: This field is not applicable.