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Eaton Corp plc — Director's Dealing 2013
Feb 25, 2013
29824_dirs_2013-02-25_615a6e69-5552-43ec-ad56-209301de9181.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-02-21
Reporting Person: Moran Thomas E. (Sr VP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-21 | Ordinary Shares | M | 344 | $0.00 | Acquired | 12832 | Direct |
| 2013-02-21 | Ordinary Shares | F | 132 | $59.79 | Disposed | 12700 | Direct |
| 2013-02-22 | Ordinary Shares | F | 191 | $60.02 | Disposed | 12509 | Direct |
| 2013-02-22 | Ordinary Shares | F | 96 | $60.02 | Disposed | 12413 | Direct |
| 2013-02-22 | Ordinary Shares | M | 366 | $0.00 | Acquired | 12779 | Direct |
| 2013-02-22 | Ordinary Shares | F | 117 | $60.02 | Disposed | 12662 | Direct |
| 2013-02-22 | Ordinary Shares | M | 950 | $0.00 | Acquired | 13612 | Direct |
| 2013-02-22 | Ordinary Shares | F | 306 | $60.02 | Disposed | 13306 | Direct |
| 2013-02-22 | Ordinary Shares | M | 248 | $0.00 | Acquired | 13554 | Direct |
| 2013-02-22 | Ordinary Shares | F | 95 | $60.02 | Disposed | 13459 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-21 | Restricted Stock Units | $0.00 | M | 344 | Disposed | Ordinary Shares (344) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 950 | Disposed | Ordinary Shares (950) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 248 | Disposed | Ordinary Shares (248) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 366 | Disposed | Ordinary Shares (366) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 600 | Indirect |
| Ordinary Shares | 156.817 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain shares of restricted stock.
F4: These ordinary shares are held in the Eaton Savings Plan.
F5: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F6: This field is not applicable.