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Eaton Corp plc — Director's Dealing 2013
Feb 25, 2013
29824_dirs_2013-02-25_97428f6d-21bf-4c1b-bfbf-f99863777022.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-02-21
Reporting Person: FEARON RICHARD H (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-21 | Ordinary Shares | M | 3935 | $0.00 | Acquired | 269004 | Direct |
| 2013-02-21 | Ordinary Shares | F | 1294 | $59.79 | Disposed | 267710 | Direct |
| 2013-02-22 | Ordinary Shares | F | 1314 | $60.02 | Disposed | 266396 | Direct |
| 2013-02-22 | Ordinary Shares | F | 395 | $60.02 | Disposed | 266001 | Direct |
| 2013-02-22 | Ordinary Shares | F | 395 | $60.02 | Disposed | 265606 | Direct |
| 2013-02-22 | Ordinary Shares | M | 3126 | $0.00 | Acquired | 268732 | Direct |
| 2013-02-22 | Ordinary Shares | F | 1484 | $60.02 | Disposed | 267248 | Direct |
| 2013-02-22 | Ordinary Shares | M | 9100 | $0.00 | Acquired | 276348 | Direct |
| 2013-02-22 | Ordinary Shares | F | 3794 | $60.02 | Disposed | 272554 | Direct |
| 2013-02-22 | Ordinary Shares | M | 2750 | $0.00 | Acquired | 275304 | Direct |
| 2013-02-22 | Ordinary Shares | F | 904 | $60.02 | Disposed | 274400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-21 | Restricted Stock Units | $0.00 | M | 3935 | Disposed | Ordinary Shares (3935) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 2750 | Disposed | Ordinary Shares (2750) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 9100 | Disposed | Ordinary Shares (9100) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 3126 | Disposed | Ordinary Shares (3126) | Direct |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain shares of restricted stock.
F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F5: This field is not applicable.
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