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Eaton Corp plc — Director's Dealing 2013
Feb 25, 2013
29824_dirs_2013-02-25_26c5bb13-93b0-49ca-a777-0371e91ca57c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-02-21
Reporting Person: GROSS THOMAS (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-21 | Ordinary Shares | M | 3935 | $0.00 | Acquired | 56427.2 | Direct |
| 2013-02-21 | Ordinary Shares | F | 1878 | $59.79 | Disposed | 54549.2 | Direct |
| 2013-02-22 | Ordinary Shares | F | 570 | $60.02 | Disposed | 53979.2 | Direct |
| 2013-02-22 | Ordinary Shares | M | 3544 | $0.00 | Acquired | 57523.2 | Direct |
| 2013-02-22 | Ordinary Shares | F | 1682 | $60.02 | Disposed | 55841.2 | Direct |
| 2013-02-22 | Ordinary Shares | M | 9100 | $0.00 | Acquired | 64941.2 | Direct |
| 2013-02-22 | Ordinary Shares | F | 4318 | $60.02 | Disposed | 60623.2 | Direct |
| 2013-02-22 | Ordinary Shares | M | 2750 | $0.00 | Acquired | 63373.2 | Direct |
| 2013-02-22 | Ordinary Shares | F | 1305 | $60.02 | Disposed | 62068.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-21 | Restricted Stock Units | $0.00 | M | 3935 | Disposed | Ordinary Shares (3935) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 3544 | Disposed | Ordinary Shares (3544) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 2750 | Disposed | Ordinary Shares (2750) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 9100 | Disposed | Ordinary Shares (9100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4170.056 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain shares of restricted stock.
F4: These ordinary shares are held in the Eaton Savings Plan.
F5: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F6: This field is not applicable.