AI assistant
Eaton Corp plc — Director's Dealing 2013
Feb 19, 2013
29824_dirs_2013-02-19_379484cf-58bd-4885-8d4a-f1385efb19a0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-02-14
Reporting Person: RAWOT BILLIE K (See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-14 | Ordinary Shares | M | 34000 | $29.535 | Acquired | 132318 | Direct |
| 2013-02-14 | Ordinary Shares | F | 816 | $61.26 | Disposed | 131502 | Direct |
| 2013-02-14 | Ordinary Shares | S | 32306 | $61.1202 | Disposed | 99196 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-14 | Stock Option | $29.535 | M | 34000 | Disposed | 2014-02-24 | Ordinary Shares (34000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 24569.905 | Indirect |
Footnotes
F1: These shares were delivered to the issuer to pay for the applicable option exercise price and withholding tax.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $60.84 - $61.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Aggregate holdings have been adjusted to reflect certain gifts of Eaton Corporation common shares by the reporting person prior to the consummation of the merger of Eaton Corporation with a wholly owned subsidiary of Eaton Corporation plc on November 30, 2012.
F4: These shares are held in the Eaton Savings Plan.