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Eaton Corp plc — Director's Dealing 2013
Feb 22, 2013
29824_dirs_2013-02-22_812cac6e-c1ec-4138-a392-7a253c1b8259.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-02-20
Reporting Person: CUTLER ALEXANDER M (Director, See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Ordinary Shares | M | 199535 | $34.11 | Acquired | 735823 | Direct |
| 2013-02-20 | Ordinary Shares | S | 199535 | $61.0236 | Disposed | 536288 | Direct |
| 2013-02-20 | Ordinary Shares | M | 8462 | $29.535 | Acquired | 544750 | Direct |
| 2013-02-20 | Ordinary Shares | F | 4071 | $61.38 | Disposed | 540679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Stock Option | $34.11 | M | 199535 | Disposed | 2015-02-22 | Ordinary Shares (199535) | Direct |
| 2013-02-20 | Stock Option | $29.535 | M | 8462 | Disposed | 2014-02-24 | Ordinary Shares (8462) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 38125.592 | Indirect |
| Ordinary Shares | 2000 | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $60.62 - $61.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: These shares were delivered to the issuer to pay for the applicable option exercise price and withholding tax.
F3: Aggregate holdings have been adjusted to reflect certain gifts of Eaton Corporation common shares by the reporting person prior to the consummation of the merger of Eaton Corporation with a wholly owned subsidiary of Eaton Corporation plc on November 30, 2012.
F4: These shares are held in the Eaton Savings Plan.