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Eaton Corp plc — Director's Dealing 2013
Feb 25, 2013
29824_dirs_2013-02-25_02d080b6-18be-457f-b451-e2f06819d06a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2013-02-21
Reporting Person: CUTLER ALEXANDER M (Director, See Remarks below.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-21 | Ordinary Shares | M | 13501 | $0.00 | Acquired | 554180 | Direct |
| 2013-02-21 | Ordinary Shares | F | 6407 | $59.79 | Disposed | 547773 | Direct |
| 2013-02-22 | Ordinary Shares | M | 9168 | $0.00 | Acquired | 556941 | Direct |
| 2013-02-22 | Ordinary Shares | F | 4351 | $60.02 | Disposed | 552590 | Direct |
| 2013-02-22 | Ordinary Shares | M | 27084 | $0.00 | Acquired | 579674 | Direct |
| 2013-02-22 | Ordinary Shares | F | 12852 | $60.02 | Disposed | 566822 | Direct |
| 2013-02-22 | Ordinary Shares | M | 11350 | $0.00 | Acquired | 578172 | Direct |
| 2013-02-22 | Ordinary Shares | F | 5386 | $60.02 | Disposed | 572786 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-21 | Restricted Stock Units | $0.00 | M | 13501 | Disposed | Ordinary Shares (13501) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 11350 | Disposed | Ordinary Shares (11350) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 27084 | Disposed | Ordinary Shares (27084) | Direct | |
| 2013-02-22 | Restricted Stock Units | $0.00 | M | 9168 | Disposed | Ordinary Shares (9168) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 38125.592 | Indirect |
| Ordinary Shares | 2000 | Indirect |
Footnotes
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F5: This field is not applicable.
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