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Eaton Corp plc — Director's Dealing 2012
Dec 12, 2012
29824_dirs_2012-12-12_9403c023-f2ae-4bc2-8305-36e25a34fb89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Eaton Corp plc (ETN)
CIK: 0001551182
Period of Report: 2012-12-11
Reporting Person: LAUTENBACH NED C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-11 | Ordinary Shares | M | 7296 | $33.195 | Acquired | 69292 | Direct |
| 2012-12-11 | Ordinary Shares | S | 7296 | $52.57 | Disposed | 61996 | Direct |
| 2012-12-11 | Ordinary Shares | M | 6504 | $37.505 | Acquired | 68500 | Direct |
| 2012-12-11 | Ordinary Shares | S | 6504 | $52.58 | Disposed | 61996 | Direct |
| 2012-12-11 | Ordinary Shares | M | 6450 | $37.21 | Acquired | 68446 | Direct |
| 2012-12-11 | Ordinary Shares | S | 6450 | $52.61 | Disposed | 61996 | Direct |
| 2012-12-11 | Ordinary Shares | M | 12912 | $18.64 | Acquired | 74908 | Direct |
| 2012-12-11 | Ordinary Shares | S | 7310 | $52.54 | Disposed | 67598 | Direct |
| 2012-12-11 | Ordinary Shares | M | 7732 | $30.735 | Acquired | 75330 | Direct |
| 2012-12-11 | Ordinary Shares | M | 7408 | $33.015 | Acquired | 82738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-11 | Stock Option | $37.21 | M | 6450 | Disposed | 2018-01-22 | Ordinary Shares (6450) | Direct |
| 2012-12-11 | Stock Option | $37.505 | M | 6504 | Disposed | 2017-01-23 | Ordinary Shares (6504) | Direct |
| 2012-12-11 | Stock Option | $33.195 | M | 7296 | Disposed | 2016-01-24 | Ordinary Shares (7296) | Direct |
| 2012-12-11 | Stock Option | $33.015 | M | 7408 | Disposed | 2015-01-25 | Ordinary Shares (7408) | Direct |
| 2012-12-11 | Stock Option | $30.735 | M | 7732 | Disposed | 2014-01-27 | Ordinary Shares (7732) | Direct |
| 2012-12-11 | Stock Option | $18.64 | M | 12912 | Disposed | 2013-01-21 | Ordinary Shares (12912) | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $52.52 - $52.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $52.51 - $52.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $52.57 - $52.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $52.50 - $52.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.