EASTMAN KODAK CO — Director's Dealing 2016

Dec 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2016-12-15

Reporting Person: Bullwinkle David E (CFO and Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-15	Common Stock, par value $.01	M	645	—	Acquired	10682	Direct
2016-12-15	Common Stock, par value $.01	F	239	$16.35	Disposed	10443	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-15	Restricted Stock Units	$0	M	645	Disposed	2017-12-15	Common Stock, par value $01 (645)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0	2017-09-03	Common Stock, par value $01 (644)	644	Direct
Restricted Stock Units	$0	2018-09-03	Common Stock, par value $01 (2220)	2220	Direct
Restricted Stock Units	$0	2019-07-01	Common Stock, par value $.01 (18473)	18473	Direct
Stock Option (Right to Buy)	$23.78	2021-09-02	Common Stock, par value $.01 (5805)	5805	Direct
Stock Option (Right to Buy)	$20.25	2021-12-14	Common Stock, par value $.01 (5349)	5349	Direct
Stock Option (Right to Buy)	$13.76	2022-09-02	Common Stock, par value $.01 (7965)	7965	Direct
Stock Option (Right to Buy)	$16.24	2023-06-30	Common Stock, par value $.01 (45942)	45942	Direct

Footnotes

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

F3: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F5: These restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.

F6: This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.

F7: This option vests one-third on each of the first three anniversaries of the 12/15/14 grant date.

F8: This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.

F9: This option vests one-third on each of the first three anniversaries of the 7/1/16 grant date.