EASTMAN KODAK CO — Director's Dealing 2015

Sep 9, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EASTMAN KODAK CO (KODK)
CIK: 0000031235
Period of Report: 2015-09-03

Reporting Person: Cullimore Philip (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-09-03	Common Stock, par value $.01	M	5823	—	Acquired	11646	Direct
2015-09-03	Common Stock, par value $.01	M	1401	—	Acquired	13047	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-09-03	Restricted Stock Units	$0	M	5823	Disposed	2016-09-03	Common Stock, par value $.01 (5823)	Direct
2015-09-03	Restricted Stock Units	$0	M	1401	Disposed	2017-09-03	Common Stock, par value $.01 (1401)	Direct
2015-09-03	Restricted Stock Units	$0	A	7268	Acquired	2018-09-03	Common Stock, par value $.01 (7268)	Direct
2015-09-03	Stock Option (Right to Buy)	$13.76	A	0	Acquired	2022-09-02	Common Stock, par value $.01 (0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$23.78	2021-09-02	Common Stock, par value $.01 (12675)	12675	Direct

Footnotes

F1: These restricted stock units convert into common stock on a one-for-basis.

F2: These restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 9/3/13 grant date.

F3: These restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F4: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the grant date, subject to continued vesting in the event of termination without cause or for good reason.

F5: Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to continued vesting in the event of termination without cause or for good reason.

F6: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the grant date, subject to continued vesting in the event of termination without cause or for good reason. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report.