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EASTERN CO — Director's Dealing 2008
Sep 9, 2008
33928_dirs_2008-09-09_b070bf1c-8635-49d6-b80e-b1f93c9340b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2008-09-05
Reporting Person: HENRY CHARLES W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-09-05 | Common Stock | M | 22500 | $9.33 | Acquired | 79889 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-09-05 | Non-qualified stock options | $9.33 | M | 22500 | Disposed | 2008-10-09 | Common Stock (22500) | Direct |
| 1999-12-15 | Non-qualified stock options | $10.17 | A | 0 | Acquired | 2010-01-15 | Common Stock (18750) | Direct |
Footnotes
F1: 22,500 shares were exercised on September 5, 2008 at $9.33 . The original option on 9/9/1998 was for 10,000 shares at $21.00
per share. As a result of a 3-for-2 stock split effective 5/19/1999 and a 3-for-2 stock split effective 10/18/2006, this
option is now 22,500 shares at $9.33 per share.
F2: The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective
5/19/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 22,500 shares at $9.33 per share. On September
5, 2008, 22,500 shares were exercised at $9.33, leaving a zero balance.
F3: The original 12/15/1999 option was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective
10/18/2006 this option is now 18,750 shares at $10.17 per share.