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EASTERN CO — Director's Dealing 2007
Nov 30, 2007
33928_dirs_2007-11-30_b1aa260d-3f96-483a-a391-8b34f2ecb0e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2007-11-28
Reporting Person: ROBINSON DAVID C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-11-28 | Common Stock | S | 1000 | $20.00 | Disposed | 86508 | Direct |
| 2007-11-28 | Common Stock | S | 200 | $19.91 | Disposed | 86308 | Direct |
| 2007-11-28 | Common Stock | S | 400 | $19.89 | Disposed | 85908 | Direct |
| 2007-11-28 | Common Stock | S | 400 | $19.84 | Disposed | 85508 | Direct |
| 2007-11-29 | Common Stock | S | 1341 | $19.90 | Disposed | 84167 | Direct |
| 2007-11-29 | Common Stock | S | 100 | $19.91 | Disposed | 84067 | Direct |
| 2007-11-30 | Common Stock | S | 59 | $19.8801 | Disposed | 84008 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1998-09-09 | Non-qualified stock options | $9.33 | A | 0 | Acquired | 2008-10-09 | Common Stock (22500) | Direct |
| 1999-12-15 | Non-qualified stock options | $10.17 | A | 0 | Acquired | 2010-01-15 | Common Stock (18750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15187 | Indirect |
Footnotes
F1: November 28, 2007, 1,000 shares sold on the open market for $20.00 per share.
F2: November 28, 2007, 200 shares sold on the open market for $19.91 per share.
F3: November 28, 2007, 400 shares sold on the open market for $19.89 per share.
F4: November 28, 2007, 400 shares sold on the open market for $19.84 per share.
F5: November 29, 2007, 1,341 shares sold on the open market for $19.90 per share.
F6: November 29, 2007, 100 shares sold on the open market for $19.91 per share.
F7: November 30, 2007, 59 shares sold on the open market for $19.8801 per share.
F8: The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective
5/19/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 22,500 shares at $9.33 per share.
F9: The original 12/15/1999 option was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective
10/18/2006 this option is now 18,750 shares at $10.17 per share.