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EASTERN CO — Director's Dealing 2007
Dec 17, 2007
33928_dirs_2007-12-17_6f7a879c-3347-41c3-ac97-d5a73135617f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EASTERN CO (EML)
CIK: 0000031107
Period of Report: 2007-12-13
Reporting Person: TUTTLE DONALD S III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-13 | Common Stock | S | 2800 | $19.75 | Disposed | 54700 | Direct |
| 2007-12-14 | Common Stock | S | 400 | $19.50 | Disposed | 54300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1998-09-09 | Non-qualified stock options | $9.33 | A | 0 | Acquired | 2008-10-09 | Common Stock (22500) | Direct |
| 1999-12-15 | Non-qualified stock options | $10.17 | A | 0 | Acquired | 2010-01-15 | Common Stock (18750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36825 | Indirect |
Footnotes
F1: December 13, 2007, 2,800 shares sold on the open market for $19.75 per share.
F2: December 14, 2007, 400 shares sold on the open market for $19.50 per share.
F3: The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective
5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now an option for 22,500 shares at $9.33 per share.
F4: The original option on 12/15/1999 was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective
10/18/2006 this option is now an option for 18,750 shares at $10.17 per share.