AI assistant
DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2024
Mar 4, 2024
32130_dirs_2024-03-04_b548bd1e-8098-4463-92e9-b65f10c7f5e6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2024-03-01
Reporting Person: Burgess Justin (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-01 | Common Stock | M | 4334 | $11.12 | Acquired | 17759 | Direct |
| 2024-03-01 | Common Stock | M | 2767 | $9.41 | Acquired | 20526 | Direct |
| 2024-03-01 | Common Stock | S | 7101 | $12.78 | Disposed | 13425 | Direct |
| 2024-03-01 | Common Stock | S | 13425 | $12.78 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-01 | Stock Options (Right to Buy) | $11.12 | M | 4334 | Disposed | 2030-02-15 | Common Stock (0) | Direct |
| 2024-03-01 | StockOptions (Right to Buy) | $9.41 | M | 2767 | Disposed | 2028-02-02 | Common Stock (0) | Direct |
Footnotes
F1: Code M - Exercise or conversion of derivative security
F2: Code S - Open market or private sale of non-derivative or derivative security
F3: This transaction was executed in multiple trades at prices ranging from $12.73 to $12.81; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Dynavax, or a security holder of Dynavax.
F4: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 16, 2023, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F5: This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 3, 2021, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.