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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2024
May 28, 2024
32130_dirs_2024-05-28_5acdfe5a-3e13-4807-8193-09933c0263a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2024-05-23
Reporting Person: CANO FRANCIS (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-23 | Common Stock | A | 5357 | — | Acquired | 36905 | Direct |
| 2024-05-24 | Common Stock | M | 7500 | $5.9 | Acquired | 44405 | Direct |
| 2024-05-24 | Common Stock | F | 3885 | $11.39 | Disposed | 40520 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-23 | Stock Option (Right to Buy) | $11.79 | A | 22500 | Acquired | 2031-05-22 | Common Stock (22500) | Direct |
| 2024-05-24 | Stock Option (Right to Buy) | $5.9 | M | 7500 | Acquired | 2024-06-01 | Common Stock (7500) | Direct |
Footnotes
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of DVAX Common Stock. The RSU will fully vest one year from the date of grant, provided that Reporting Person continues to provide services to the Company through such vesting date. The release of RSU shares shall be mandatorily deferred six months and one day after the Reporting Person no longer provides services to the Company.
F2: Represents the number of shares withheld to cover option exercise cost.
F3: This option grant fully vests and becomes exercisable one year from date of grant, provided that Reporting Person continues to provide services to the Company through such vesting date.