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DYNAVAX TECHNOLOGIES CORP — Director's Dealing 2013
Jan 17, 2013
32130_dirs_2013-01-17_a86884a8-9148-43d3-9398-4ea000fb3f99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
CIK: 0001029142
Period of Report: 2013-01-15
Reporting Person: TUCK STEPHEN F (VP, Global Technical Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-15 | Common Stock | M | 50000 | $1.50 | Acquired | 130823 | Direct |
| 2013-01-15 | Common Stock | F | 24672 | $3.04 | Disposed | 106151 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-15 | Stock Option | $1.50 | M | 50000 | Disposed | 2013-01-21 | Common stock (50000) | Direct |
Footnotes
F1: On January 15, 2013, Mr. Tuck exercised certain of his outstanding options. No shares were sold in the market in connection with this exercise.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements.
F3: This Stock Option was granted on January 22, 2003 with an expiration of January 21, 2013 and vested over a four-year period after the date of the grant.
F4: Not applicable.
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