AI assistant
Dynatrace, Inc. — Director's Dealing 2021
May 19, 2021
30410_dirs_2021-05-18_1538ece0-864b-44d4-a358-f1d9630c7aa2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dynatrace, Inc. (DT)
CIK: 0001773383
Period of Report: 2021-05-15
Reporting Person: Burns Kevin C (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-15 | Common Stock | A | 33600 | — | Acquired | 116583 | Direct |
| 2021-05-17 | Common Stock | S | 4882 | $44.8632 | Disposed | 111701 | Direct |
| 2021-05-18 | Common Stock | S | 763 | $47.3402 | Disposed | 110938 | Direct |
| 2021-05-18 | Common Stock | S | 6981 | $48.5075 | Disposed | 103957 | Direct |
| 2021-05-18 | Common Stock | S | 1349 | $48.9653 | Disposed | 102608 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
Footnotes
F1: Consists of Restricted Stock Units ("RSUs") granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on May 15, 2021. Each RSU represents the right to receive one share of Common Stock, 25% of which shall vest on May 15, 2022, with the remainder vesting in 12 equal quarterly installments thereafter.
F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.8630 to $44.8638, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.
F5: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.82 to $47.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.86 to $48.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.87 to $49.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8: Shares held by the Kevin C. Burns Irrevocable GST Trust of 2018. Judith Burns is the trustee of the Kevin C. Burns Irrevocable GST Trust of 2018. The Reporting Person may be deemed to have shared voting and investment power with respect to the shares held by such trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.