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Dynatrace, Inc. — Director's Dealing 2021
Jun 29, 2021
30410_dirs_2021-06-29_0c77e42f-5d37-4ae6-9adb-b8ab187f1aa9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dynatrace, Inc. (DT)
CIK: 0001773383
Period of Report: 2021-06-28
Reporting Person: Burns Kevin C (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Common Stock | M | 129500 | $16 | Acquired | 232108 | Direct |
| 2021-06-28 | Common Stock | S | 129500 | $60.0821 | Disposed | 102608 | Direct |
| 2021-06-28 | Common Stock | M | 29551 | $33.03 | Acquired | 132159 | Direct |
| 2021-06-28 | Common Stock | S | 29551 | $60.0821 | Disposed | 102608 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-28 | Stock Option (Right to Buy) | $16.0 | M | 129500 | Disposed | 2029-07-31 | Common Stock (129500.0) | Direct |
| 2021-06-28 | Stock Option (Right to Buy) | $33.03 | M | 29551 | Disposed | 2030-05-15 | Common Stock (29551.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Indirect |
Footnotes
F1: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.
F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Shares held by the Kevin C. Burns Irrevocable GST Trust of 2018. Judith Burns is the trustee of the Kevin C. Burns Irrevocable GST Trust of 2018. The Reporting Person may be deemed to have shared voting and investment power with respect to the shares held by such trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.
F5: Stock options granted on May 15, 2020, 25% of which vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.