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Dynatrace, Inc. Director's Dealing 2021

Aug 18, 2021

30410_dirs_2021-08-18_6bab7d6b-4c0e-4421-9d93-7219fee7cfda.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dynatrace, Inc. (DT)
CIK: 0001773383
Period of Report: 2021-08-16

Reporting Person: Van Siclen John (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-16 Common Stock S 5520 $61.2724 Disposed 570960 Direct
2021-08-16 Common Stock S 13182 $61.7153 Disposed 557778 Direct
2021-08-16 Common Stock S 41818 $62.361 Disposed 515960 Direct
2021-08-16 Common Stock S 15594 $61.7809 Disposed 358431 Indirect
2021-08-16 Common Stock S 47819 $62.3674 Disposed 310612 Indirect
2021-08-16 Common Stock S 587 $63.1485 Disposed 310025 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3645 Indirect

Footnotes

F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.2707 to $61.2747, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F4: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.04 to $62.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.06 to $63.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.06 to $62.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7: Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F8: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.06 to $63.025, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F9: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.07 to $63.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F10: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.