Dynatrace, Inc. — Director's Dealing 2021

Aug 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dynatrace, Inc. (DT)
CIK: 0001773383
Period of Report: 2021-08-16

Reporting Person: Burns Kevin C (CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-16	Common Stock	S	2574	$61.2769	Disposed	100034	Direct
2021-08-17	Common Stock	S	2863	$61.5336	Disposed	97171	Direct
2021-08-17	Common Stock	S	119	$62.06	Disposed	97052	Direct
2021-08-17	Common Stock	S	8218	$61.5255	Disposed	88834	Direct
2021-08-17	Common Stock	S	410	$62.093	Disposed	88424	Direct
2021-08-17	Common Stock	M	18500	$16	Acquired	106924	Direct
2021-08-17	Common Stock	S	18500	$61.4054	Disposed	88424	Direct
2021-08-17	Common Stock	M	7388	$33.03	Acquired	95812	Direct
2021-08-17	Common Stock	S	7388	$61.9178	Disposed	88424	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-17	Stock Option (Right to Buy)	$16.0	M	18500	Disposed	2029-07-31	Common Stock (18500.0)	Direct
2021-08-17	Stock Option (Right to Buy)	$33.03	M	7388	Disposed	2030-05-15	Common Stock (7388.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10000	Indirect

Footnotes

F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.2747 to $61.2792, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.

F4: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9550 to $61.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.01 to $61.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.06 to $62.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.

F8: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.88 to $61.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F9: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.78 to $62.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F10: Shares held by the Kevin C. Burns Irrevocable GST Trust of 2018. Judith Burns is the trustee of the Kevin C. Burns Irrevocable GST Trust of 2018. The Reporting Person may be deemed to have shared voting and investment power with respect to the shares held by such trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F11: Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.

F12: Stock options granted on May 15, 2020, 25% of which vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.