Dynatrace, Inc. — Director's Dealing 2021

Nov 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dynatrace, Inc. (DT)
CIK: 0001773383
Period of Report: 2021-11-15

Reporting Person: Van Siclen John (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-15	Common Stock	S	28690	$68.9509	Disposed	281335	Indirect
2021-11-15	Common Stock	S	25220	$69.9162	Disposed	256115	Indirect
2021-11-15	Common Stock	S	6761	$70.6864	Disposed	249354	Indirect
2021-11-15	Common Stock	S	3329	$71.7149	Disposed	246025	Indirect
2021-11-15	Common Stock	S	13327	$68.9356	Disposed	392633	Direct
2021-11-15	Common Stock	S	19983	$70.0012	Disposed	372650	Direct
2021-11-15	Common Stock	S	17596	$70.624	Disposed	355054	Direct
2021-11-15	Common Stock	S	4094	$71.7698	Disposed	350960	Direct
2021-11-16	Common Stock	S	5391	$69.28	Disposed	345569	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3645	Indirect

Footnotes

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.375 to $69.325, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.33 to $70.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.33 to $71.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.45 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.3050 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F8: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.32 to $70.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F9: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.32 to $71.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F10: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.425 to $72.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F11: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F12: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2814 to $69.2783, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F13: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.