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Dynatrace, Inc. Director's Dealing 2020

Dec 18, 2020

30410_dirs_2020-12-17_99381383-a6e5-416d-9b2c-cc8711913e4b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dynatrace, Inc. (DT)
CIK: 0001773383
Period of Report: 2020-12-15

Reporting Person: Van Siclen John (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-15 Common Stock S 28774 $39.1424 Disposed 1014905 Direct
2020-12-15 Common Stock S 26226 $39.6494 Disposed 988679 Direct
2020-12-08 Common Stock G 70000 Disposed 918679 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 502025 Indirect
Common Stock 3645 Indirect

Footnotes

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.39 to $39.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.40 to $39.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4: On December 8, 2020, the reporting person made a charitable gift of 70,000 shares.

F5: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

F6: On December 3, 2020, shares transferred to the Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.