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DUCOMMUN INC /DE/ — Director's Dealing 2016
Dec 2, 2016
31979_dirs_2016-12-02_1367c776-b18e-4711-a05a-cbff162a08be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2016-11-30
Reporting Person: Rogers Rose F (VP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-30 | Common Stock | M | 10000 | $21.61 | Acquired | 30089 | Direct |
| 2016-11-30 | Common Stock | M | 11250 | $22.84 | Acquired | 41339 | Direct |
| 2016-11-30 | Common Stock | F | 18155 | $29.04 | Disposed | 23184 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-30 | Option - Right to Buy | $21.61 | M | 10000 | Acquired | 2018-07-26 | Common Stock (10000) | Direct |
| 2016-11-30 | Option - Right to Buy | $22.84 | M | 11250 | Acquired | 2020-07-30 | Common Stock (11250) | Direct |
Footnotes
F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.
F2: The option vested as to 2,500 shares on each of July 27, 2012, 2013, 2014, 2015.
F3: The option vested or will vest as to 3,750 shares on each of July 31, 2014, 2015, 2016, 2017.
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