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DUCOMMUN INC /DE/ — Director's Dealing 2013
Aug 23, 2013
31979_dirs_2013-08-23_d2851654-694a-4b56-8fe6-b96e3616794e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2013-08-21
Reporting Person: REARDON ANTHONY J (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-21 | Common Stock | M | 10000 | $24.34 | Acquired | 89427 | Direct |
| 2013-08-21 | Common Stock | F | 9503 | $26.55 | Disposed | 79924 | Direct |
| 2013-08-21 | Common Stock | M | 5000 | $18.23 | Acquired | 84924 | Direct |
| 2013-08-21 | Common Stock | F | 4066 | $26.55 | Disposed | 80858 | Direct |
| 2013-08-21 | Common Stock | M | 5000 | $18.04 | Acquired | 85858 | Direct |
| 2013-08-21 | Common Stock | F | 4044 | $26.55 | Disposed | 81814 | Direct |
| 2013-08-21 | Common Stock | M | 10000 | $21.61 | Acquired | 91814 | Direct |
| 2013-08-21 | Common Stock | F | 8890 | $26.55 | Disposed | 82924 | Direct |
| 2013-08-21 | Common Stock | M | 12000 | $9.81 | Acquired | 94924 | Direct |
| 2013-08-21 | Common Stock | F | 7846 | $26.55 | Disposed | 87438 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-21 | Option - Right to Buy | $24.34 | M | 10000 | Disposed | 2015-06-17 | Common Stock (10000) | Direct |
| 2013-08-21 | Option - Right to Buy | $18.23 | M | 5000 | Disposed | 2016-06-28 | Common Stock (5000) | Direct |
| 2013-08-21 | Option - Right to Buy | $18.04 | M | 5000 | Disposed | 2017-06-22 | Common Stock (5000) | Direct |
| 2013-08-21 | Option - Right to Buy | $21.61 | M | 10000 | Disposed | 2018-07-26 | Common Stock (10000) | Direct |
| 2013-08-21 | Option - Right to Buy | $9.81 | M | 12000 | Disposed | 2019-06-30 | Common Stock (12000) | Direct |
Footnotes
F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
F2: The option vested as to 5,000 shares on each of June 18, 2009, June 18, 2010, June 18, 2011 and June 18, 2012.
F3: The option vested as to 5,000 shares on each of June 29, 2010, June 29, 2011, June 29, 2012 and June 29, 2013.
F4: The option vested or will vest as to 5,500 shares on each of June 23, 2011, June 23, 2012, June 23, 2013 and June 23, 2014.
F5: The option vested or will vest as to 7,500 shares on each of July 27, 2012, July 27, 2013, July 27, 2014 and July 27, 2015.
F6: The option vested or will vest as to 12,500 shares on each of July 1, 2013, July 1, 2014, July 1, 2015 and July 1, 2016.