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DTE ENERGY CO — Director's Dealing 2014
Aug 26, 2014
30158_dirs_2014-08-26_84c14910-3165-4453-bdd8-dd42f991a806.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DTE ENERGY CO (DTE)
CIK: 0000936340
Period of Report: 2014-08-25
Reporting Person: ANDERSON GERARD M (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-25 | Common Stock | M | 9000 | $43.42 | Acquired | 96000 | Direct |
| 2014-08-25 | Common Stock | M | 5000 | $27.70 | Acquired | 101000 | Direct |
| 2014-08-25 | Common Stock | S | 14000 | $77.1649 | Disposed | 87000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-25 | Common stock (right to buy) | $43.42 | M | 9000 | Disposed | 2016-02-28 | Common Stock (9000) | Direct |
| 2014-08-25 | Common stock (right to buy) | $27.70 | M | 5000 | Disposed | 2019-02-26 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 232160 | Indirect |
| Common Stock | 6679 | Indirect |
Footnotes
F1: Price shown is weighted average sale price. The sale transactions reported on this line ranged in price from $76.88 to $77.53. The reporting person hereby undertakes to provide upon request by the Commission staff, DTE Energy Company, or a security holder of DTE Energy Company, full information regarding the number of shares sold at each separate price.
F2: These shares were previously reported as directly beneficially owned but were contributed to the Gerard M. Anderson Trust on August 5, 2014.
F3: Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of August 25, 2014.
F4: The option vested in three equal annual installments beginning on February 28, 2007.
F5: The option vested in three equal annual installments beginning on February 26, 2010.