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DTE ENERGY CO — Director's Dealing 2011
Nov 10, 2011
30158_dirs_2011-11-10_c308e72f-dd79-43de-b7a7-fe6d9ee5c7f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DTE ENERGY CO (DTE)
CIK: 0000936340
Period of Report: 2011-11-09
Reporting Person: EARLEY ANTHONY F JR (Director, Retired Exec Chrmn of Brd)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-09 | Common Stock | M | 40000 | $41.46 | Acquired | 296915.457 | Direct |
| 2011-11-09 | Common Stock | M | 55000 | $39.41 | Acquired | 351915.457 | Direct |
| 2011-11-09 | Common Stock | M | 60000 | $41.79 | Acquired | 411915.457 | Direct |
| 2011-11-09 | Common Stock | S | 143218 | $51.2589 | Disposed | 268697.457 | Direct |
| 2011-11-10 | Common Stock | S | 11782 | $51.2724 | Disposed | 256915.457 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-09 | Stock Option (right to buy) | $39.41 | M | 55000 | Disposed | 2014-02-09 | Common Stock (55000) | Direct |
| 2011-11-09 | Stock Option (right to buy) | $41.46 | M | 40000 | Disposed | 2013-02-27 | Common Stock (40000) | Direct |
| 2011-11-09 | Stock Option (right to buy) | $41.79 | M | 60000 | Disposed | 2018-02-25 | Common Stock (60000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5687.7 | Indirect |
Footnotes
F1: Includes common stock acquired by the reporting person under the DTE Energy Company Dividend Reinvestment Plan.
F2: Price shown is weighted average sale price. The sale transactions reported on this line ranged in price from $50.88 to $51.51. The reporting person hereby undertakes to provide upon request by the Commission staff, DTE Energy Company, or a security holder of DTE Energy Company, full information regarding the number of shares sold at each separate price.
F3: Price shown is weighted average sale price. The sale transactions reported on this line ranged in price from $50.90 to $51.40. The reporting person hereby undertakes to provide upon request by the Commission staff, DTE Energy Company, or a security holder of DTE Energy Company, full information regarding the number of shares sold at each separate price.
F4: Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of November 10, 2011.
F5: The option vested in three equal annual installments beginning on February 9, 2005.
F6: The option vested in three equal annual installments beginning on February 27, 2004.
F7: The stock option vested in three equal annual installments beginning on February 25, 2009.