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DSS, INC. — Director's Dealing 2018
Apr 16, 2018
35136_dirs_2018-04-16_a039ffde-7e31-49d2-a1e2-7fcb4f751ec3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUMENT SECURITY SYSTEMS INC (DSS)
CIK: 0000771999
Period of Report: 2018-04-12
Reporting Person: Marcus Clark A. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-12 | Options | $1.30 | A | 10000 | Acquired | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1175 | Indirect |
Footnotes
F1: Options granted to the Reporting Person under the Company's Employee, Director and Consultant Equity Incentive Plan. The options vest 1/3 on 4/12/18, 1/3 on 4/12/19 and 1/3 on 4/12/20. The options grant expires on 4/12/23.
F2: Options grant was made to the Reporting Person in consideration of his services as a Director of the company.
F3: Common Stock is held in the name of the Reporting Person's son, Michael J. Marcus.
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