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DSS, INC. Director's Dealing 2018

Jul 5, 2018

35136_dirs_2018-07-05_ae20cb40-a433-48c5-94ee-b2a2d8b52bf1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOCUMENT SECURITY SYSTEMS INC (DSS)
CIK: 0000771999
Period of Report: 2018-07-03

Reporting Person: Chan Heng Fai Ambrose (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-03 Common Stock P 214286 $1.40 Acquired 1174286 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 500000 Indirect
Common Stock 683000 Indirect
Common Stock 2912 Direct

Footnotes

F1: Held by Heng Fai Holdings Limited, of which Reporting Person is an officer and the owner. The Reporting Person has dispositive control over these securities.

F2: Held by BMI Capital Partners International Limited, of which the Reporting Person is a director. The Reporting Person has dispositive control over these securities.

F3: Held by Hengfai Business Development Pte Ltd., of which Reporting Person is the Chief Executive Officer and Owner. The Reporting Person has dispositive control over these securities.