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Driven Brands Holdings Inc. Director's Dealing 2021

Aug 12, 2021

31475_dirs_2021-08-11_ba7f5ea3-0a63-45cb-9fd4-c7319a8b6a17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Driven Brands Holdings Inc. (DRVN)
CIK: 0001804745
Period of Report: 2021-08-09

Reporting Person: RC IV Cayman ICW Holdings LLC (10% Owner, See Remarks.)
Reporting Person: RC IV Cayman Equity ICW LLC (10% Owner, See Remarks.)
Reporting Person: Roark Capital Partners IV Cayman AIV LP (10% Owner, See Remarks.)
Reporting Person: Roark Capital GenPar IV Cayman AIV LP (10% Owner, See Remarks.)
Reporting Person: Roark Capital GenPar IV Cayman AIV Ltd. (10% Owner, See Remarks.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-09 Common Stock, par value $0.01 per share S 3869490 $29.50 Disposed 35300367 Indirect

Footnotes

F1: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN2)

F2: (Continued from FN1) Each of Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.